| HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2006-11-03 | 2009-03-20 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-09-28 | 2006-09-19 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-09-28 | 2006-09-19 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-12-31 |
| Rep | Asset management | - | 2003-12-31 |
| Rep | Dealing in futures contracts | - | 2005-09-23 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | - | 2005-09-23 |