| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Rockhampton Management Limited | RO | Advising on securities | 2011-01-26 | - |
| RO | Asset management | 2011-01-26 | - | |
| ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED | RO | Asset management | 2009-04-03 | 2011-01-26 |
| SAIL ADVISORS LIMITED | RO | Asset management | 2008-08-25 | 2008-10-27 |
| Rep | Asset management | 2004-10-25 | 2008-08-25 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-15 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-15 | |
| Rep | Asset management | 2003-04-01 | 2003-08-15 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-08-15 | |
| Rep | Dealing in securities | 2003-04-01 | 2003-08-15 |
No HKMA registrations in the collected records.