Chan, Siu Chung (SFC:AFB117) 陳兆聰

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2004-03-18	2004-09-03
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on corporate finance	-	2003-12-29
	Rep	Advising on securities	-	2003-12-29
	Rep	Asset management	-	2003-12-30
KINGSWAY UNIT TRUST MANAGERS LIMITED	Rep	Advising on corporate finance	-	2003-12-29
	Rep	Advising on securities	-	2003-12-29
	Rep	Asset management	-	2003-12-30

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2004-03-18	2004-09-03
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on corporate finance	-	2003-12-29
	Rep	Advising on securities	-	2003-12-29
	Rep	Asset management	-	2003-12-30
KINGSWAY UNIT TRUST MANAGERS LIMITED	Rep	Advising on corporate finance	-	2003-12-29
	Rep	Advising on securities	-	2003-12-29
	Rep	Asset management	-	2003-12-30