Personnel Hong Kong SFC License Details (ID 105761)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Kietex Capital Limited	RO	Advising on securities	2020-05-22	-
	RO	Asset management	2020-05-22	-
Amber Hill Asset Management Limited	RO	Advising on securities	2018-08-22	2019-05-09
	RO	Asset management	2018-08-22	2019-05-09
AIF Securities Limited	RO	Advising on futures contracts	2018-03-14	2019-05-09
	RO	Dealing in futures contracts	2018-03-14	2019-05-09
	RO	Dealing in securities	2018-03-14	2019-05-09
	Rep	Dealing in futures contracts	2017-12-15	2018-03-14
	Rep	Dealing in securities	2017-12-15	2018-03-14
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-06-22	2017-11-21
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2017-06-22	2017-11-21
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2016-06-29	2017-06-16
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2016-06-29	2017-06-16
KGI ASIA LIMITED	Rep	Dealing in securities	2015-06-15	2016-06-24
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-06-15	2016-06-24
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-09-29	2015-06-11
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2014-04-23	2015-06-11
CSC SECURITIES (HK) LIMITED	Rep	Dealing in securities	2013-04-29	2014-04-14
Merdeka Securities Limited	Rep	Dealing in securities	2012-05-16	2013-04-11
Success Securities Limited	Rep	Advising on securities	2006-07-01	2006-08-10
	Rep	Dealing in securities	2006-07-01	2006-08-10
KGI CAPITAL ASIA LIMITED	Rep	Asset management	2003-04-01	2003-11-05
	Rep	Advising on corporate finance	2003-04-01	2006-06-24
	Rep	Advising on securities	2003-04-01	2006-06-24
	Rep	Dealing in securities	2003-04-01	2006-06-24