Personnel Hong Kong SFC License Details (ID 105778)

Personnel Hong Kong SFC License Details (ID 105778)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2024-05-30	-
	Rep	Dealing in securities	2019-07-17	2021-06-30
AXA CHINA REGION INVESTMENT SERVICES LIMITED	Rep	Dealing in securities	2015-12-04	2016-06-22
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2013-10-30	2013-11-26
AXA CHINA REGION INVESTMENT SERVICES LIMITED	Rep	Advising on securities	2008-01-09	2009-03-12
SSC MANDARIN FINANCIAL SERVICES LIMITED	Rep	Advising on securities	2003-04-01	2005-01-11