Personnel Hong Kong SFC License Details (ID 105789)

Personnel Hong Kong SFC License Details (ID 105789)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Canfield Securities Company Limited	RO	Dealing in securities	2018-04-18	2020-03-31
	Rep	Dealing in securities	2017-09-27	2018-04-18
CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED	RO	Dealing in securities	2009-08-28	2017-02-03
ARTA GLOBAL MARKETS LIMITED	RO	Dealing in securities	2008-12-01	2009-06-29
	Rep	Dealing in securities	2008-02-01	2008-12-01
CVP Securities Limited	Rep	Dealing in securities	2004-09-09	2008-01-31
Beijing Securities Limited	Rep	Advising on corporate finance	-	2003-06-03
	Rep	Advising on securities	-	2003-06-03
	Rep	Asset management	-	2003-06-03
	Rep	Dealing in securities	-	2004-09-09