Personnel Hong Kong SFC License Details (ID 105791)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2006-07-24	2006-08-03
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2006-07-24	2006-08-03
	Rep	Dealing in securities	2006-07-24	2006-08-03
TISCO SECURITIES HONG KONG LIMITED	Rep	Advising on securities	2005-07-21	2006-07-21
	Rep	Advising on corporate finance	-	2004-02-11
	Rep	Advising on securities	-	2004-02-11
	Rep	Asset management	-	2004-02-11
	Rep	Dealing in securities	-	2006-07-21