Personnel Hong Kong SFC License Details (ID 105804)

Personnel Hong Kong SFC License Details (ID 105804)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2005-08-30	2007-03-27
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on securities	2005-08-30	2007-03-27
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Dealing in securities	2005-08-26	2007-03-27
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Dealing in securities	2005-08-26	2007-03-27
Merrill Lynch (Asia Pacific) Limited	Rep	Asset management	-	2005-01-25
	Rep	Advising on corporate finance	-	2005-03-23
	Rep	Advising on securities	-	2005-03-23
	Rep	Providing automated trading services	-	2005-03-23
	Rep	Dealing in securities	-	2005-04-27
Merrill Lynch Far East Limited	Rep	Asset management	-	2005-01-25
	Rep	Advising on corporate finance	-	2005-03-23
	Rep	Advising on securities	-	2005-03-23
	Rep	Dealing in securities	-	2005-04-27