Personnel Hong Kong SFC License Details (ID 105867)

Personnel Hong Kong SFC License Details (ID 105867)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SILVERHORN INVESTMENT ADVISORS LIMITED	RO	Asset management	2015-01-23	2015-08-03
	Rep	Asset management	2012-12-12	2015-01-23
	Rep	Advising on securities	2012-12-12	2015-08-03
	Rep	Dealing in securities	2012-12-12	2015-08-03
Segantii Capital Management Limited	Rep	Asset management	2008-01-18	2009-02-26
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2006-12-01	2007-10-18
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2006-12-01	2007-10-18
	Rep	Dealing in futures contracts	2006-12-01	2007-10-18
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2006-12-01	2007-10-18
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	-	2004-02-11
	Rep	Providing automated trading services	-	2004-02-11
	Rep	Advising on securities	-	2006-12-01
	Rep	Dealing in securities	-	2007-10-18