Personnel Hong Kong SFC License Details (ID 105871)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	RO	Dealing in securities	2010-05-20	2011-02-16
UBS SECURITIES HONG KONG LIMITED	RO	Dealing in securities	2005-12-29	2011-02-16
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2005-10-25	2011-02-16
	Rep	Advising on corporate finance	-	2005-02-04
	Rep	Asset management	-	2005-02-04
	Rep	Advising on securities	-	2005-03-24
	Rep	Dealing in securities	-	2010-05-20