Personnel Hong Kong SFC License Details (ID 105872)

Personnel Hong Kong SFC License Details (ID 105872)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ARK GROUP HOLDINGS (HONG KONG) LIMITED	RO	Advising on securities	2017-12-21	2018-08-29
	RO	Asset management	2017-12-21	2018-08-29
	RO	Dealing in securities	2017-12-21	2018-08-29
	Rep	Advising on securities	2017-05-16	2017-12-21
	Rep	Asset management	2017-05-16	2017-12-21
	Rep	Dealing in securities	2017-05-16	2017-12-21
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2015-06-10	2017-03-30
	Rep	Dealing in securities	2015-06-10	2017-03-30
Landmark Asset Management Limited (HK)	RO	Advising on securities	2010-04-22	2011-05-06
	RO	Asset management	2010-04-22	2011-05-06
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2006-06-16	2007-06-19
	Rep	Advising on securities	2006-06-12	2006-06-16
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	-	2004-07-12
	Rep	Advising on securities	-	2004-07-12
	Rep	Providing automated trading services	-	2004-07-12
	Rep	Dealing in securities	-	2004-07-12