| Chiyu International Capital Limited | RO | Advising on securities | 2019-04-12 | 2023-01-01 |
| RO | Dealing in securities | 2019-04-12 | 2023-01-01 |
| RO | Advising on corporate finance | 2018-05-30 | 2023-01-01 |
| Silk Road International Capital Limited | RO | Advising on securities | 2017-01-25 | 2017-06-30 |
| RO | Dealing in securities | 2017-01-25 | 2017-06-30 |
| RO | Advising on corporate finance | 2016-02-24 | 2017-06-30 |
| Rep | Advising on corporate finance | 2016-02-18 | 2016-02-24 |
| FRONTIER CAPITAL INVESTMENT LIMITED | RO | Advising on corporate finance | 2015-09-10 | 2015-10-07 |
| RO | Advising on securities | 2015-09-10 | 2015-10-07 |
| RO | Dealing in securities | 2015-09-10 | 2015-10-07 |
| CVP Capital Limited (HK) | RO | Advising on corporate finance | 2014-10-22 | 2015-08-31 |
| RO | Advising on securities | 2014-10-22 | 2015-08-31 |
| RO | Dealing in securities | 2014-10-22 | 2015-08-31 |
| Anbang Capital (Hong Kong) Co. Limited | RO | Advising on corporate finance | 2013-12-06 | 2014-03-31 |
| RO | Advising on securities | 2013-12-06 | 2014-03-31 |
| RO | Dealing in securities | 2013-12-06 | 2014-03-31 |
| Anbang Asset Management (Hong Kong) Co. Limited | Rep | Asset management | 2013-03-14 | 2013-12-06 |
| ICBC INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2009-05-25 | 2009-10-08 |
| RO | Dealing in securities | 2009-05-25 | 2009-10-08 |
| Rep | Advising on corporate finance | 2009-04-08 | 2009-05-25 |
| Rep | Dealing in securities | 2009-04-08 | 2009-05-25 |
| ICEA CAPITAL LIMITED | RO | Advising on corporate finance | 2007-01-10 | 2009-04-01 |
| RO | Dealing in securities | 2007-01-10 | 2009-04-01 |
| Rep | Advising on corporate finance | 2006-07-13 | 2007-01-10 |
| Rep | Dealing in securities | 2006-07-13 | 2007-01-10 |
| CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | - | 2004-07-05 |
| Rep | Advising on securities | - | 2004-07-05 |
| Rep | Asset management | - | 2004-07-05 |