| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| IL&FS Global Financial Services (HK) Limited | RO | Advising on securities | 2013-10-11 | 2019-03-18 |
| RO | Dealing in securities | 2013-10-11 | 2019-03-18 | |
| Broadway Wealth Management Limited | Rep | Advising on securities | 2009-09-28 | 2010-04-07 |
| Rep | Asset management | 2009-09-28 | 2010-04-07 |