| Avenue Asset Management Limited (HK) | RO | Advising on securities | 2024-04-10 | - |
| RO | Asset management | 2024-04-10 | - |
| Avenue Family Office Limited | RO | Advising on securities | 2023-06-28 | - |
| RO | Asset management | 2023-06-28 | - |
| RO | Dealing in securities | 2023-06-28 | - |
| Rep | Advising on securities | 2022-12-01 | 2023-06-28 |
| Rep | Asset management | 2022-12-01 | 2023-06-28 |
| Rep | Dealing in securities | 2022-12-01 | 2023-06-28 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-11-25 | 2022-09-05 |
| Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2010-09-28 | 2010-11-17 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2007-10-26 | 2010-11-17 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2005-03-29 | 2010-11-17 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-03-29 | 2010-11-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-05-14 |
| Rep | Advising on securities | 2003-04-01 | 2003-05-14 |
| Rep | Asset management | 2003-04-01 | 2003-05-14 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-05-14 |
| Rep | Dealing in securities | 2003-04-01 | 2003-05-14 |
| Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-05-14 |
| Rep | Advising on securities | 2003-04-01 | 2003-05-14 |
| Rep | Asset management | 2003-04-01 | 2003-05-14 |
| Rep | Dealing in securities | 2003-04-01 | 2003-05-14 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-05-14 |
| Rep | Asset management | 2003-04-01 | 2003-05-14 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-05-14 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-05-14 |