Chan, Anthony Lung 陳龍

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Avenue Asset Management Limited (HK)	RO	Advising on securities	2024-04-10	-
	RO	Asset management	2024-04-10	-
Avenue Family Office Limited	RO	Advising on securities	2023-06-28	-
	RO	Asset management	2023-06-28	-
	RO	Dealing in securities	2023-06-28	-
	Rep	Advising on securities	2022-12-01	2023-06-28
	Rep	Asset management	2022-12-01	2023-06-28
	Rep	Dealing in securities	2022-12-01	2023-06-28
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2021-11-25	2022-09-05
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2010-09-28	2010-11-17
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2007-10-26	2010-11-17
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2005-03-29	2010-11-17
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2005-03-29	2010-11-17
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2003-04-01	2003-05-14
	Rep	Advising on securities	2003-04-01	2003-05-14
	Rep	Asset management	2003-04-01	2003-05-14
	Rep	Providing automated trading services	2003-04-01	2003-05-14
	Rep	Dealing in securities	2003-04-01	2003-05-14
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2003-04-01	2003-05-14
	Rep	Advising on securities	2003-04-01	2003-05-14
	Rep	Asset management	2003-04-01	2003-05-14
	Rep	Dealing in securities	2003-04-01	2003-05-14
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-05-14
	Rep	Asset management	2003-04-01	2003-05-14
	Rep	Providing automated trading services	2003-04-01	2003-05-14
	Rep	Dealing in futures contracts	2003-04-01	2003-05-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.