Personnel Hong Kong SFC License Details (ID 105950)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Advising on securities	2009-09-10	2010-07-14
	Rep	Dealing in securities	2009-09-10	2010-07-14
	RO	Advising on securities	2005-08-09	2009-09-10
	RO	Dealing in securities	2005-08-09	2009-09-10
KGI CAPITAL ASIA LIMITED	RO	Advising on corporate finance	2005-08-09	2008-12-20