Personnel Hong Kong SFC License Details (ID 105976)

Personnel Hong Kong SFC License Details (ID 105976)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	RO	Advising on futures contracts	2007-09-10	2008-07-01
	RO	Advising on securities	2007-09-10	2008-07-01
	RO	Dealing in futures contracts	2007-09-10	2008-07-01
	RO	Dealing in securities	2007-09-10	2008-07-01
BOCOM International Holdings Company Limited	RO	Advising on futures contracts	2005-11-26	2008-03-03
	RO	Dealing in futures contracts	2005-11-26	2008-03-03
	RO	Providing automated trading services	-	2003-09-08
	RO	Advising on corporate finance	-	2005-01-10
	RO	Asset management	-	2005-01-10
	RO	Advising on securities	-	2008-03-03
	RO	Dealing in securities	-	2008-03-03