Personnel Hong Kong SFC License Details (ID 105993)

Personnel Hong Kong SFC License Details (ID 105993)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nerico Brothers Limited (HK)	RO	Asset management	2009-01-08	2011-08-29
	Rep	Asset management	2008-10-28	2009-01-08
	Rep	Dealing in futures contracts	2008-10-28	2011-08-29
	Rep	Dealing in securities	2008-10-28	2011-08-29
	Rep	Leveraged foreign exchange trading	2008-10-28	2011-08-29
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	Asset management	2007-12-10	2008-10-16
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-12-16
	Rep	Asset management	-	2003-12-16
	Rep	Dealing in futures contracts	-	2008-10-16
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	Advising on corporate finance	-	2003-12-16
	Rep	Asset management	-	2003-12-16
	Rep	Advising on securities	-	2008-10-16
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	-	2008-10-16
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-12-16
	Rep	Advising on securities	-	2003-12-16
	Rep	Asset management	-	2003-12-16
	Rep	Providing automated trading services	-	2003-12-16
	Rep	Dealing in securities	-	2008-10-16