Personnel Hong Kong SFC License Details (ID 106022)

Personnel Hong Kong SFC License Details (ID 106022)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SANFULL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-02-23	2011-03-31
SANFULL SECURITIES LIMITED	Rep	Dealing in securities	2009-02-23	2011-03-31
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2007-09-12	2009-02-14
	Rep	Dealing in securities	2007-09-12	2009-02-14
BOCOM International Holdings Company Limited	Rep	Dealing in futures contracts	2005-11-07	2008-03-03
	Rep	Dealing in securities	2005-06-30	2008-03-03
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2003-12-03	2005-06-28
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2003-08-15	2005-06-28