Personnel Hong Kong SFC License Details (ID 106037)

Personnel Hong Kong SFC License Details (ID 106037)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2006-03-21	2007-04-19
	Rep	Advising on securities	2006-03-21	2007-04-19
	Rep	Dealing in securities	2006-03-21	2007-04-19
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2006-03-21	2007-04-19
	Rep	Advising on securities	2006-03-21	2007-04-19
	Rep	Dealing in securities	2006-03-21	2007-04-19
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2003-10-17	2006-02-08
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2003-10-14	2006-02-08
	Rep	Dealing in securities	2003-10-14	2006-02-08