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Wai, Sophia Siu Chin 衛小芊 Hong Kong SFC License Details (ID 106055)
Wai, Sophia Siu Chin 衛小芊
SFC ID:
AFF742
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
AIA WEALTH MANAGEMENT COMPANY LIMITED
Rep
Advising on corporate finance
-
2004-06-05
Rep
Asset management
-
2004-09-17
Rep
Dealing in securities
-
2004-09-17
Rep
Advising on securities
-
2011-02-11