Personnel Hong Kong SFC License Details (ID 106066)

Personnel Hong Kong SFC License Details (ID 106066)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KB Securities Hong Kong Limited	Rep	Dealing in securities	2020-05-04	-
Mirae Asset Securities (HK) Limited	Rep	Dealing in securities	2017-03-01	2019-12-31
DAEWOO SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2015-11-10	2017-02-28
	Rep	Advising on securities	2014-03-31	2015-05-01
	Rep	Dealing in securities	2014-03-31	2015-05-01
Apus Investments Limited	RO	Asset management	2008-09-04	2012-04-21
GAVEKAL CAPITAL LIMITED	Rep	Asset management	2006-10-01	2008-06-30
ASIA ABSOLUTE ADVISORS LIMITED	Rep	Asset management	2005-08-12	2006-09-22
HSBC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-12-05
	Rep	Advising on securities	2003-04-01	2003-12-05
	Rep	Asset management	2003-04-01	2003-12-05
	Rep	Dealing in securities	2003-04-01	2005-07-07