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Cole, Carson Robert (SFC:AFF926) Hong Kong SFC License Details (ID 106067)
Cole, Carson Robert (SFC:AFF926)
SFC ID:
AFF926
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
DEBTTRADERS, LIMITED - IN LIQUIDATION
RO
Advising on securities
-
2005-02-25
RO
Asset management
-
2005-02-25
RO
Advising on corporate finance
-
2005-07-06
RO
Dealing in securities
-
2005-07-06