Personnel Hong Kong SFC License Details (ID 106069)

Personnel Hong Kong SFC License Details (ID 106069)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Tianlong Capital Management Limited	RO	Advising on corporate finance	2018-03-20	2025-06-30
Brilliant Corporate Finance Limited	RO	Advising on corporate finance	2017-05-16	2018-02-07
RHB CAPITAL HONG KONG LIMITED	Rep	Advising on corporate finance	2014-06-17	2015-10-02
	Rep	Dealing in securities	2014-06-17	2015-10-02
CORE PACIFIC-YAMAICHI CAPITAL LIMITED	Rep	Advising on corporate finance	2003-06-25	2004-05-21
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	-	2003-06-23
	Rep	Asset management	-	2003-06-23
	Rep	Advising on corporate finance	-	2003-06-24
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-06-23
	Rep	Advising on securities	-	2003-06-23
	Rep	Asset management	-	2003-06-23