Personnel Hong Kong SFC License Details (ID 106088)

Personnel Hong Kong SFC License Details (ID 106088)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FH Asset Management Limited	RO	Asset management	2026-02-26	-
Apollo Capital Management Limited	RO	Advising on securities	2022-11-21	2025-02-28
	RO	Asset management	2022-11-21	2025-02-28
	RO	Dealing in securities	2022-11-21	2025-02-28
	Rep	Dealing in securities	2020-12-14	2022-11-21
	Rep	Advising on securities	2019-12-30	2022-11-21
	Rep	Asset management	2019-12-30	2022-11-21
CORPORATE BROKERS LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-19
	Rep	Advising on securities	2003-04-01	2004-02-19
	Rep	Asset management	2003-04-01	2004-02-19
	Rep	Providing automated trading services	2003-04-01	2004-02-19
	Rep	Dealing in securities	2003-04-01	2009-11-12