Personnel Hong Kong SFC License Details (ID 106096)

Personnel Hong Kong SFC License Details (ID 106096)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CAITONG INTERNATIONAL CAPITAL CO., LIMITED	RO	Advising on corporate finance	2022-02-16	-
	Rep	Advising on corporate finance	2021-11-23	2022-02-16
CINDA INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2017-03-14	2021-10-30
	Rep	Advising on corporate finance	2017-03-02	2017-03-14
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	RO	Advising on corporate finance	2015-11-24	2017-02-20
	Rep	Advising on corporate finance	2015-07-21	2015-11-24
	Rep	Dealing in securities	2015-07-21	2017-02-20
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2015-05-28	2015-07-01
SOUTH CHINA CAPITAL LIMITED	Rep	Advising on corporate finance	2012-03-30	2015-07-01
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2005-11-14	2007-04-13