Personnel Hong Kong SFC License Details (ID 106100)

Personnel Hong Kong SFC License Details (ID 106100)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2011-12-01	2013-03-01
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2011-12-01	2013-03-01
DEUTSCHE SECURITIES ASIA LIMITED	RO	Advising on securities	2010-04-28	2011-09-09
	RO	Dealing in securities	2010-04-28	2011-09-09
	Rep	Advising on securities	2009-09-14	2010-04-28
	Rep	Dealing in securities	2009-09-14	2010-04-28
	Rep	Advising on futures contracts	2009-09-14	2011-09-09
	Rep	Dealing in futures contracts	2009-09-14	2011-09-09