Personnel Hong Kong SFC License Details (ID 106101)

Personnel Hong Kong SFC License Details (ID 106101)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED	Rep	Advising on securities	2009-01-06	2010-05-01
	Rep	Advising on corporate finance	2009-01-02	2010-05-01
Polaris Capital (Asia) Limited	Rep	Advising on corporate finance	2006-11-09	2008-10-24
Yuanta Asia Investment (Hong Kong) Limited	Rep	Advising on corporate finance	2004-07-15	2005-06-22
	Rep	Dealing in securities	2004-07-15	2005-06-22
VC CAPITAL LIMITED	Rep	Advising on securities	-	2003-12-31
	Rep	Asset management	-	2003-12-31
	Rep	Advising on corporate finance	-	2004-07-13
	Rep	Dealing in securities	-	2004-07-13