Personnel Hong Kong SFC License Details (ID 106118)

Personnel Hong Kong SFC License Details (ID 106118)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Asset management	2007-11-22	2010-05-06
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	RO	Advising on securities	2003-12-17	2004-07-17
	RO	Dealing in securities	2003-12-17	2004-07-17
	RO	Advising on futures contracts	2003-12-17	2004-07-30
	RO	Asset management	2003-12-17	2004-10-05
Vision Capital Investment Management Limited	RO	Advising on securities	2003-12-17	2004-07-17
	RO	Dealing in securities	2003-12-17	2004-07-17
	RO	Advising on futures contracts	2003-12-17	2004-07-30
	RO	Asset management	2003-12-17	2004-10-05
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	Rep	Advising on futures contracts	2003-06-06	2003-12-17
	Rep	Advising on corporate finance	-	2003-04-28
	Rep	Advising on securities	-	2003-12-17
	Rep	Asset management	-	2003-12-17
	Rep	Dealing in securities	-	2003-12-17