Personnel Hong Kong SFC License Details (ID 106132)

Personnel Hong Kong SFC License Details (ID 106132)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2006-08-22	2007-07-21
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2006-08-22	2007-07-21
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2005-08-02	2006-08-10
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2005-08-02	2006-08-10
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2005-05-04	2005-07-18
PRUDENTIAL BROKERAGE LIMITED	Rep	Advising on corporate finance	-	2004-06-09
	Rep	Advising on securities	-	2004-06-09
	Rep	Asset management	-	2004-06-09
	Rep	Providing automated trading services	-	2004-06-09
	Rep	Dealing in securities	-	2005-07-18