Personnel Hong Kong SFC License Details (ID 106134)

Personnel Hong Kong SFC License Details (ID 106134)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Cynosure Asset Management Hong Kong Limited	Rep	Advising on securities	2015-08-31	2016-04-01
	Rep	Asset management	2015-08-31	2016-04-01
	Rep	Dealing in securities	2015-08-31	2016-04-01
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on futures contracts	2010-04-12	2011-05-24
	Rep	Advising on securities	2010-04-12	2011-05-24
	Rep	Asset management	2010-04-12	2011-05-24
	Rep	Dealing in securities	2010-04-12	2011-05-24
BNP PARIBAS DEALING SERVICES ASIA LIMITED	Rep	Advising on futures contracts	2008-06-17	2010-07-02
	Rep	Advising on securities	2005-09-13	2010-07-02
	Rep	Asset management	2005-09-13	2010-07-02
	Rep	Dealing in securities	2005-09-13	2010-11-08
Credit Agricole Securities (Asia) Limited	Rep	Advising on corporate finance	-	2003-07-08
	Rep	Advising on securities	-	2003-07-08
	Rep	Asset management	-	2003-07-08