Personnel Hong Kong SFC License Details (ID 106143)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2004-11-08	2005-07-04
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-11-08	2005-07-04
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2004-05-24	2004-09-17
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	-	2004-01-09
	Rep	Advising on securities	-	2004-01-09
	Rep	Asset management	-	2004-01-09
	Rep	Dealing in securities	-	2004-09-17