Personnel Hong Kong SFC License Details (ID 106153)

Personnel Hong Kong SFC License Details (ID 106153)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ROYSTON SECURITIES LIMITED (GBEN)	RO	Advising on securities	2019-06-06	-
	RO	Asset management	2019-06-06	-
	RO	Dealing in securities	2019-06-06	-
China Hong Kong Capital Asset Management Company Limited	RO	Asset management	2017-12-11	2019-05-31
	RO	Dealing in securities	2017-12-11	2019-05-31
Minerva Asset Global Investment Capital Limited	RO	Asset management	2016-07-28	2017-12-01
Minerva Holding Financial Securities Limited	Rep	Dealing in securities	2016-07-28	2017-12-01
oOo Securities (HK) Group Limited	Rep	Asset management	2014-03-18	2016-04-25
	Rep	Dealing in securities	2014-03-18	2016-04-25
Redford Asset Management Limited	Rep	Asset management	2014-01-27	2014-02-28
CLSA FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-03-18
	Rep	Asset management	2003-04-01	2004-03-18
	Rep	Dealing in futures contracts	2003-04-01	2004-06-17
CLSA LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-03-18
	Rep	Advising on securities	2003-04-01	2004-03-18
	Rep	Asset management	2003-04-01	2004-03-18
	Rep	Dealing in securities	2003-04-01	2004-06-17