Personnel SFC Licences and HKMA Registrations (ID 106158)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	Rep	Advising on securities	2015-06-01	-
	Rep	Asset management	2015-06-01	-
	Rep	Dealing in securities	2015-06-01	-
Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	Rep	Advising on securities	2011-11-14	2015-05-31
	Rep	Asset management	2011-11-14	2015-05-31
	Rep	Dealing in securities	2011-11-14	2015-05-31
JPMorgan Funds (Asia) Limited	Rep	Advising on securities	2009-04-16	2011-04-22
	Rep	Asset management	2009-04-16	2011-04-22
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2007-10-03	2011-04-22
	Rep	Asset management	2007-10-03	2011-04-22
JPMorgan Funds (Asia) Limited	Rep	Dealing in securities	2007-04-25	2011-04-22
VC BROKERAGE LIMITED	Rep	Providing automated trading services	2003-04-01	2003-08-26
	Rep	Advising on corporate finance	2003-04-01	2004-04-02
	Rep	Advising on securities	2003-04-01	2004-04-02
	Rep	Asset management	2003-04-01	2004-04-02
	Rep	Dealing in securities	2003-04-01	2004-04-06
VC FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-04-02
	Rep	Asset management	2003-04-01	2004-04-02
	Rep	Dealing in futures contracts	2003-04-01	2004-04-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.