Personnel Hong Kong SFC License Details (ID 106188)

Personnel Hong Kong SFC License Details (ID 106188)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lion Global Financial Limited	Rep	Asset management	2008-05-06	2008-11-01
	RO	Advising on securities	2007-11-10	2008-11-01
	Rep	Advising on securities	2007-11-01	2007-11-10
Alpha Nova Capital Management Limited	RO	Advising on corporate finance	2007-08-21	2007-09-07
	RO	Advising on securities	2007-08-21	2007-09-07
	RO	Asset management	2007-08-21	2007-09-07
China Reserve Securities Limited	Rep	Dealing in securities	2004-01-06	2007-06-09
JAPAN ASIA CAPITAL LIMITED	Rep	Advising on corporate finance	-	2007-06-09