Personnel Hong Kong SFC License Details (ID 106197)

Personnel Hong Kong SFC License Details (ID 106197)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Holdings Company Limited	Rep	Dealing in securities	2006-04-10	2006-12-29
Waton Securities International Limited	Rep	Dealing in securities	2003-06-23	2006-04-06
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-05-01
	Rep	Advising on securities	-	2003-05-01
	Rep	Asset management	-	2003-05-01
	Rep	Providing automated trading services	-	2003-05-01
	Rep	Dealing in securities	-	2003-05-01
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-05-01
	Rep	Advising on securities	-	2003-05-01
	Rep	Asset management	-	2003-05-01
	Rep	Providing automated trading services	-	2003-05-01
	Rep	Dealing in securities	-	2003-05-01