| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Rui Da International Asset Management (Hong Kong) Limited | Rep | Asset management | 2023-07-13 | - |
| Rui Da International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2023-01-12 | - |
| Rui Da International Asset Management (Hong Kong) Limited | RO | Asset management | 2023-01-09 | 2023-07-13 |
| Rep | Advising on securities | 2019-08-22 | - | |
| Rep | Asset management | 2019-08-22 | 2023-01-09 | |
| Rui Da International Finance Holding Limited | RO | Advising on futures contracts | 2018-05-31 | - |
| RO | Dealing in futures contracts | 2017-04-26 | - | |
| Rep | Dealing in futures contracts | 2017-02-06 | 2017-04-26 | |
| Donghai International Futures (Hong Kong) Limited | RO | Dealing in futures contracts | 2016-07-22 | 2017-01-27 |
| Rui Da International Finance Holding Limited | RO | Dealing in futures contracts | 2013-06-10 | 2015-12-21 |
| ASA SECURITIES LIMITED | Rep | Dealing in securities | 2013-05-01 | 2013-05-08 |
| Great Lakes Hong Kong Limited | RO | Dealing in futures contracts | 2010-04-29 | 2012-12-31 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2010-04-24 |
| Rep | Dealing in securities | 2008-10-13 | 2010-04-24 | |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-03-17 | 2010-04-24 |
| Newedge Broker Limited | Rep | Advising on futures contracts | 2003-04-01 | 2004-02-27 |
| Rep | Asset management | 2003-04-01 | 2004-02-27 | |
| Rep | Providing automated trading services | 2003-04-01 | 2009-07-31 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2009-07-31 | |
| Rep | Dealing in securities | 2003-04-01 | 2009-07-31 |
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