| Public Financial Securities Limited | Rep | Dealing in securities | 2006-08-01 | 2007-01-01 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2006-03-31 | 2006-07-07 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-03-31 | 2006-07-07 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2005-07-19 | 2006-03-25 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2005-07-19 | 2006-03-25 |
| CELESTIAL SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2004-03-24 | 2004-07-19 |
| CELESTIAL COMMODITIES LIMITED | Rep | Providing automated trading services | - | 2004-03-02 |
| Rep | Advising on futures contracts | - | 2004-03-04 |
| Rep | Asset management | - | 2004-03-04 |
| Rep | Dealing in futures contracts | - | 2004-07-19 |
| CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2004-02-19 |
| Rep | Advising on securities | - | 2004-02-19 |
| Rep | Asset management | - | 2004-02-19 |
| Rep | Providing automated trading services | - | 2004-02-19 |
| Rep | Dealing in securities | - | 2004-07-19 |