Personnel Hong Kong SFC License Details (ID 106230)

Personnel Hong Kong SFC License Details (ID 106230)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
IBTS ASIA (HK) LIMITED	Rep	Dealing in securities	2012-04-03	2013-06-28
KGI ASIA LIMITED	Rep	Dealing in securities	2009-04-08	2011-04-16
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-04-08	2011-04-16
Open Securities Limited	Rep	Dealing in securities	2003-11-21	2004-07-06
KGI ASIA LIMITED	Rep	Advising on corporate finance	-	2003-10-09
	Rep	Advising on securities	-	2003-10-09
	Rep	Asset management	-	2003-10-09
	Rep	Dealing in securities	-	2003-10-09
KGI FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2003-10-09
	Rep	Asset management	-	2003-10-09
	Rep	Dealing in futures contracts	-	2003-10-09