Personnel Hong Kong SFC License Details (ID 106244)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMSC PARTNERS LIMITED	Rep	Advising on securities	2019-10-02	2020-12-26
	Rep	Asset management	2019-10-02	2020-12-26
Tora Trading Services Limited (HK)	Rep	Dealing in futures contracts	2012-08-03	2013-03-01
	Rep	Dealing in securities	2012-08-03	2013-03-01
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2007-10-29	2009-07-08
	Rep	Dealing in securities	2007-10-29	2009-07-08