Personnel SFC Licences and HKMA Registrations (ID 106249)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Winner Zone Asset Management Limited	RO	Advising on securities	2023-11-08	-
	RO	Asset management	2023-11-08	-
	RO	Dealing in securities	2023-11-08	-
JVSakk Asia Limited	Rep	Dealing in securities	2019-12-09	2023-10-01
JVSakk Asset Management Limited	Rep	Asset management	2019-08-22	2023-10-01
HANG SENG INVESTMENT SERVICES LIMITED	Rep	Advising on securities	2010-08-10	2011-04-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.