Personnel Hong Kong SFC License Details (ID 106262)

Personnel Hong Kong SFC License Details (ID 106262)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Carlyle Global Credit (HK) Limited	RO	Advising on securities	2022-04-25	2023-09-30
	RO	Dealing in securities	2022-04-25	2023-09-30
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	RO	Advising on securities	2020-08-27	2022-02-18
	Rep	Advising on securities	2018-11-26	2020-08-27
	Rep	Dealing in securities	2018-08-23	2022-02-18
ANGLO CHINESE CORPORATE FINANCE, LIMITED	RO	Advising on corporate finance	2004-10-19	2005-01-14
	Rep	Advising on securities	2004-10-19	2005-01-14