| Essence Capital Limited | RO | Advising on securities | 2026-04-22 | - |
| RO | Asset management | 2026-04-22 | - |
| Grand Rich Capital Limited | RO | Advising on securities | 2025-03-28 | 2026-02-25 |
| RO | Asset management | 2025-03-28 | 2026-02-25 |
| JQ Investments (HK) Limited | RO | Advising on securities | 2023-02-27 | 2023-09-30 |
| RO | Asset management | 2021-02-05 | 2023-09-30 |
| NFH Securities and Futures Limited | Rep | Dealing in securities | 2019-07-11 | 2021-01-26 |
| PRIME HARVEST CAPITAL LIMITED | RO | Advising on securities | 2019-03-13 | 2021-01-26 |
| RO | Asset management | 2019-03-13 | 2021-01-26 |
| Rep | Advising on securities | 2019-02-22 | 2019-03-13 |
| Rep | Asset management | 2019-02-22 | 2019-03-13 |
| Regan International Asset Management Limited | RO | Advising on securities | 2018-08-24 | 2019-02-15 |
| RO | Asset management | 2018-08-24 | 2019-02-15 |
| Rep | Advising on securities | 2018-08-08 | 2018-08-24 |
| Rep | Asset management | 2018-08-08 | 2018-08-24 |
| Surich Asset Management Limited | RO | Advising on securities | 2018-07-05 | 2018-07-15 |
| RO | Asset management | 2018-07-05 | 2018-07-15 |
| BAIYI CAPITAL (ASIA) LIMITED | RO | Advising on securities | 2016-11-30 | 2018-06-30 |
| RO | Asset management | 2016-11-30 | 2018-06-30 |
| Kaisa Asset Management Limited | RO | Advising on securities | 2015-08-18 | 2016-02-18 |
| RO | Asset management | 2015-08-18 | 2016-02-18 |
| CAPITAL GLOBAL MANAGEMENT LIMITED | RO | Advising on securities | 2006-01-20 | 2007-03-04 |
| Rep | Advising on securities | 2006-01-09 | 2006-01-20 |
| SPLENDOR GLOBAL INVESTMENTS LIMITED | RO | Advising on securities | 2005-03-15 | 2005-10-06 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-09-24 | 2004-10-12 |
| BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-09-24 | 2004-10-12 |
| VC BROKERAGE LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-08-26 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-06-07 |
| Rep | Advising on securities | 2003-04-01 | 2004-06-07 |
| Rep | Asset management | 2003-04-01 | 2004-06-07 |
| Rep | Dealing in securities | 2003-04-01 | 2004-06-07 |
| VC FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-06-07 |
| Rep | Asset management | 2003-04-01 | 2004-06-07 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-06-07 |