Personnel Hong Kong SFC License Details (ID 106332)

Personnel Hong Kong SFC License Details (ID 106332)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Amundi Hong Kong Limited	RO	Dealing in securities	2006-05-24	2007-03-31
AMUNDI ASSET MANAGEMENT	RO	Advising on securities	2004-07-16	2007-03-31
	RO	Asset management	2004-07-16	2007-03-31
Amundi Hong Kong Limited	RO	Advising on securities	2004-04-16	2007-03-31
	RO	Asset management	2004-04-16	2007-03-31
	Rep	Advising on corporate finance	-	2004-01-07
	Rep	Dealing in securities	-	2004-01-07
	Rep	Advising on securities	-	2004-04-16
	Rep	Asset management	-	2004-04-16
CREDIT AGRICOLE ASSET MANAGEMENT	Rep	Advising on securities	-	2004-01-07
	Rep	Asset management	-	2004-01-07