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To, See Wai 杜思慧 Hong Kong SFC License Details (ID 106401)
To, See Wai 杜思慧
SFC ID:
AFK974
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Current only
Organisation
Role
Activity
From
Until
AIA WEALTH MANAGEMENT COMPANY LIMITED
Rep
Advising on securities
2007-01-26
2010-10-14
ZURICH ADVISORY (HK) LIMITED
Rep
Advising on securities
2004-03-17
2006-09-04