Personnel Hong Kong SFC License Details (ID 106402)

Personnel Hong Kong SFC License Details (ID 106402)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HONG KONG ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2017-07-18	-
	Rep	Advising on securities	2017-02-03	-
	Rep	Asset management	2017-02-03	-
TARGET CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2014-04-28	2017-02-03
	Rep	Asset management	2014-04-28	2017-02-03
	Rep	Dealing in securities	2014-04-28	2017-02-03
Mason Securities Limited	Rep	Advising on corporate finance	2003-04-01	2003-05-02
	Rep	Advising on securities	2003-04-01	2003-05-02
	Rep	Asset management	2003-04-01	2003-05-02