Personnel Hong Kong SFC License Details (ID 106494)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRINCIPAL INVESTMENT &AMP; RETIREMENT SERVICES LIMITED	Rep	Advising on securities	2018-08-28	2026-08-14
	Rep	Dealing in securities	2018-08-28	2026-08-14
Sun Life Hong Kong Limited	RO	Advising on corporate finance	2003-04-01	2005-01-04
	RO	Asset management	2003-04-01	2005-01-04
	RO	Advising on securities	2003-04-01	2008-08-04