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Li, Wendy Kam Mui 李金梅 Hong Kong SFC License Details (ID 106686)
Li, Wendy Kam Mui 李金梅
SFC ID:
AFM350
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
AllianceBernstein Hong Kong Limited
Rep
Advising on corporate finance
-
2004-02-24
Rep
Asset management
-
2004-02-24
Rep
Advising on securities
-
2009-03-30
Rep
Dealing in securities
-
2009-03-30