Personnel Hong Kong SFC License Details (ID 106687)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2007-06-25	2008-06-04
	Rep	Dealing in securities	2007-06-06	2008-06-04
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2006-07-19	2007-04-21