Personnel Hong Kong SFC License Details (ID 106766)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2014-09-16	-
	Rep	Dealing in securities	2014-09-16	-
HANG SENG INVESTMENT SERVICES LIMITED	RO	Advising on securities	2013-05-03	2014-08-18
	Rep	Advising on securities	2006-01-10	2009-12-14
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2005-05-19	2005-08-09
HANG SENG SECURITIES LIMITED	Rep	Advising on securities	2004-12-22	2005-05-07
	Rep	Dealing in securities	2004-12-22	2005-05-07