| CENTRIUM FORT CAPITAL GROUP LIMITED | Rep | Dealing in securities | 2018-10-25 | 2019-07-15 |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-09-05 | 2017-06-11 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Dealing in securities | 2014-09-05 | 2017-06-11 |
| M&F ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2012-06-15 | 2014-08-30 |
| METRO CAPITAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-06-15 | 2014-08-30 |
| Asia Pacific Securities Limited | Rep | Dealing in securities | 2009-02-18 | 2011-04-29 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2009-02-18 | 2010-04-08 |
| CELESTIAL SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2004-03-24 | 2009-01-19 |
| CELESTIAL COMMODITIES LIMITED | Rep | Providing automated trading services | - | 2004-03-02 |
| Rep | Advising on futures contracts | - | 2004-03-04 |
| Rep | Asset management | - | 2004-03-04 |
| Rep | Dealing in futures contracts | - | 2009-01-19 |
| CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2004-02-19 |
| Rep | Advising on securities | - | 2004-02-19 |
| Rep | Asset management | - | 2004-02-19 |
| Rep | Providing automated trading services | - | 2004-02-19 |
| Rep | Dealing in securities | - | 2009-01-19 |